Compliance Officer - Asset Management
- Escritório
- Geneva
- Data de início
- 01.02.2025
- Horário de trabalho
- 100%
- Tipo de contrato
- Permanent
Mission
Monitoring of the control plan.
Main responsibilities
Monitoring of the control plan, including:
Review of marketing documentation, website, and all other client communications (RFPs),
Control of transactions: cross trades, trade rationale, trade allocation,
Verification of investments in the FATF grey list,
Monitoring of cross-border operations,
Management of transactional and reputational alerts in the bank's tools.
Participation in the Product Committee of the Asset Management division: risk analysis and action tracking.
Facilitation and management of ad hoc working groups with the Group’s Compliance teams.
Creation and modification of internal procedures for all Asset Management entities.
Conducting training sessions for internal teams.
Validation of client and distributor relationships.
Personal skills
Ability to manage multiple tasks simultaneously, Strong interpersonal skills with excellent negotiation abilities, Strong team spirit, Synthetic and pragmatic approach, with a good analytical mindset, Delivery-oriented, Discreet.
Education
- Education: Master Degree
Experience
- Years of experience: 3-7 : intermediate
- Experience required: 3 to 5 years of experience in Compliance within Asset Management, Strong knowledge of funds, financial instruments, and Swiss and European regulations related to asset management
- Experience in private banking: Mandatory
Language
- English: Fluent
- French: Fluent
OTHER
- Swiss resident: Mandatory