Compliance Officer - Asset Management

Escritório
Geneva
Data de início
01.02.2025
Horário de trabalho
100%
Tipo de contrato
Permanent

Mission

Monitoring of the control plan.


Main responsibilities

 

Monitoring of the control plan, including:

 

Review of marketing documentation, website, and all other client communications (RFPs),

Control of transactions: cross trades, trade rationale, trade allocation,

Verification of investments in the FATF grey list,

Monitoring of cross-border operations,

Management of transactional and reputational alerts in the bank's tools.

Participation in the Product Committee of the Asset Management division: risk analysis and action tracking.

Facilitation and management of ad hoc working groups with the Group’s Compliance teams.

Creation and modification of internal procedures for all Asset Management entities.

Conducting training sessions for internal teams.

Validation of client and distributor relationships.


Personal skills

Ability to manage multiple tasks simultaneously, Strong interpersonal skills with excellent negotiation abilities, Strong team spirit, Synthetic and pragmatic approach, with a good analytical mindset, Delivery-oriented, Discreet.


Education

  • Education: Master Degree

Experience

  • Years of experience: 3-7 : intermediate
  • Experience required: 3 to 5 years of experience in Compliance within Asset Management, Strong knowledge of funds, financial instruments, and Swiss and European regulations related to asset management
  • Experience in private banking: Mandatory

Language

  • English: Fluent
  • French: Fluent

OTHER

  • Swiss resident: Mandatory

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