Compliance AML for Financial Institutions

Office
Geneva
Start Date
01.04.2025
Type of Contract
Permanent

Description

Compliance Financial Markets


Mission

Onboarding, AML screening and periodic reviews of counterparties, Structured Products distributors and Treasury clients at Group Level.


Main responsibilities

  • Onboarding (documentation review and AML qualitative assessment), alerts management and periodic reviews of Treasury department clients (institutional clients investing in money market instruments or fiduciaries and advisory mandates).
  • Onboarding (documentation review and AML qualitative assessment), alerts management and periodic reviews from an AML perspective for the Financial Institutions Group  (brokers and OTC derivative counterparties, custodians, correspondent Banks, gold refiners, structured product issuers, repo and fiduciary deposits counterparties) and the structured products team (structured products distributors).
  • Escalation to the AML Committee where relevant.
  • Update of related internal regulations, MFCs and procedures where relevant.
  • Contribution to Group Compliance projects in relation to key responsibilities.


Personal skills

Capacity to deal with several matters simultaneously.

  • Good understanding of financial products activities and Swiss AML rules.
  • Pragmatic and solution oriented.
  • Very good oral and written communication skills.


    Education

    • Education: Bachelor Degree
    • IT Tools: Word, excel

    Experience

    • Years of experience: 3-7 : intermediate
    • Experience required: Experience at investment Banks or with corporate clients a plus.
    • Experience in private banking: Optional

    Language

    • French: Mother Tongue
    • English: Fluent

    OTHER

    • Swiss resident: Mandatory

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