Compliance Regional Coverage - Asia
- Bureau
- Geneva
- Date d'entràe
- 01.03.2025
- Temps de travail
- 100%
- Type de contrat
- Permanent
Mission
We are seeking an experienced and detail-oriented Compliance professional to oversee regulatory compliance and ensure adherence to applicable laws and standards across the Asia region.
Main responsibilities
Regulatory Oversight:
- Ensure the bank complies with Asia regulatory requirements, including MAS and HKMA standards.
- Stay up to date on changes in regulatory laws and advise the business on their implications.
- Support regulatory filings and notifications with Asia regulators.
- Compliance Advisory and Support.
- Provide expert compliance advice to the Asia business lines, including private banking, wealth management, and investment services.
- Identify, assess, and manage compliance risks across the Asia region.
- Support the implementation of global compliance policies and adapt them for regional specifics.
- Provide support to the the local entities in daily Compliance Business when interacting with the Group.
- Liaise with the Group and ensure that local IT issues, norms clarifications, Group interdependencies are timely handled.
Monitoring and Reporting:
- Conduct regular compliance risk assessments and monitoring activities.
- Develop and deliver compliance reports for senior management, both locally and globally.
- Escalate any significant compliance breaches or risks to appropriate stakeholders.
Key Stakeholder Management:
- Act as the primary point of contact for Asia compliance matters.
- Liaise with global compliance teams to align strategies and frameworks.
- Engage with regulatory authorities, auditors, and internal stakeholders as needed.
Training and Awareness:
- Provide support for compliance training and awareness programs tailored to the Asia business.
- Foster a culture of compliance and ethical behavior across the organization.
Other Duties:
- Support the development of compliance tools and systems for better monitoring and reporting.
- Act as back-up within the Compliance Regional Coverage Team for the other regions covers.
Personal skills
- Excellent understanding of AML or Investors Protection regulations. - Strong analytical and problem-solving skills with attention to detail. - Ability to communicate effectively with internal and external stakeholders. - Proficient in English; additional language skills (e.g., German or French) are an advantage.
Education
- Education: Bachelor Degree
- Certification: Bachelor’s degree in Law, Finance, Business Administration, or a related field. Compliance
Experience
- Years of experience: 3-7 : intermediate
- Experience required: Minimum of 5–8 years of experience in compliance, preferably in a wealth management or asset management environment. Strong knowledge of Asia regulatory requirements, including MAS and HKMA frameworks.
- Experience in private banking: Mandatory
Language
- English: Mother Tongue
- French: Mother Tongue
OTHER
- Swiss resident: Mandatory